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Para Planner


Job ID:


Job Function:

Banking / Finance

Work Experience:

0-1 year

Education Levels:


Career Levels:

Entry Level


$12,000.00 per month

Employment Type:

Full time


Central and Western Area, Hong Kong





Financial Services, Insurance/Pension Funding

Job Description:

The role of the individual will be to support Partners with their documentation and to personally act as a liaison between Hong Kong and Business Assurance in order to develop and continuously enhance the quality of documentation from our Partners to clients.

The Paraplanner will undergo training and gain professional qualifications to enable them to check advice that is provided to our clients before business is conducted. They will also work with Partners and the Business Risk Manager, providing feedback and technical support in order to ensure the quality of advice, documentation and Anti-Money Laundering (AML) controls.

Job Requirements:

•Help a Partner coordinate information gathering, analysis of this against client needs and production of client financial reports (CFR), suitability letters (SL) and reports.
•Conducting reviews of case documentation for a range of SJP and 3rd Party products
•Conducting Anti-Money Laundering checks
•Liaise with Business Assurance in the UK/Singapore.
•Keep Partners updated by communicating future changes to suitability letters, Advice Guidance Notes, Swift and other factors that may impact on the quality of documentation.
•To act as a point of contact for enquiries from the Partnership
•In addition, they will supply where resource allows, assistance in the gathering of information and production of CYC’s for replacement cases.
•Undertake professional examinations and internal training
•Reporting to Senior Management and providing management information on the quality of case documentation and advice

Note that the suitability of the advice and delivery of this to client remains at all times with the Partner and not the Paraplanner and at all times the advice will follow the SJP guidelines of what constitutes best advice for a client.

Company Info
St. James's Place (Hong Kong) Limited

Central and Western Area, Hong Kong

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